NIH Grant
and Contract Award Codes
Overview
Each NIH Grant and Contract
has a unique set of numbers and letters that identify it.
Knowing this code enables you to understand whether the award is
brand new or a renewal of an ongoing project. It also helps
understand what type of project it is whether a basic research
project, training, or a capital building project. Knowing
more about a particular project will help you prioritize your
investigation and contacts. The following information,
sourced from NIH, is a practical compilation to give you the
insight about the nature of the grants in which you are most
interested.
Quick
Links
NIH Grant
Awards
Numbering System
Explanation
Agreement Type Codes (first
number in Grant)
Activity Code
Titles
Activity Code
Program Details
NIH Contract
Awards
Numbering System
Explanation
Agreement Type Codes
(first number in Contract)
Activity Code
Titles
Activity Code
Program Details
NIH GRANT
AWARD IDENTIFICATION NUMBERING SYSTEM
The grant identification
number (3ROICA12921-04S1A1) consists of several parts, each
having a specific meaning. The following example shows the parts of
an ID number assigned to an amendment (A1) to a supplemental (Type
3) application for a traditional research project (R01) referred to
the National Cancer Institute (CA). The number further identifies
the application serially as the 12921st new proposal submitted to
the NCI, and indicates that this is the first supplemental
application (S1) to the fourth year (-04) of support to this
project.
Application
Activity Administering
Serial Suffixes
Type
Code
Organization
Number Grant
Year Other1
3
R01
CA
12921 - 04
S1A1
Application Type
Code - A single-digit code
identifying the type of application received and processed. In the
example above, the "3" indicates that this is a supplemental
request for additional funds. Type code translations are listed in
Table 1.
Activity
Code - A three-digit code
identifying a specific category of extramural activity. All current
activity code titles are listed here. Activity code definitions are
provided here.
Administering Organization
Code -
A two-letter code identifying the first major-level subdivision. In
the example above, "CA" refers to the National Cancer
Institute.
Serial Number
- A five-digit
number generally assigned sequentially to a series within an
Institute, Center, or Division. *As grant applications for ICs
reach the 99999 five-digit threshold, the ICs will begin using
six-digit serial numbers. Currently the National Cancer Institute
is the only IC using the six-digit serial number.
Suffixes
- A field
composed of the following components:
GRANT YEAR
- A two-digit
number indicates the actual budget period of a project. The grant
year number (01, 02, etc.) is preceded by a dash to separate it
from the serial number; e.g., AI 12345-02 or CA
00900-04. The grant year number is increased by one for each
succeeding renewal year. Thus, the -02 and -04 year suffixes above
identify grants in their second and fourth years.
SUPPLEMENT
- The letter "S"
and related number identify a particular supplemental record; e.g.,
S1, S2. Supplement designations follow the grant year or the
amendment designation, as the case may be; e.g., AI 12345-01S1 and
CA 00900-04A1S2.
AMENDMENT
- The letter "A"
and related number identify each amended application e.g., A1, A2,
etc. Amendment designations follow the grant year or the supplement
designation, as the case may be; e.g., DE 34567-02A1 and HL
45678-01S1A2.
ALLOWANCE
- The letter "X"
and related number identify a fellowship's institutional allowance
record. Allowance designations also follow the grant year or other
designation; e.g., AG 12345-01X1 and HD 12345-02S1X2.
CONTRACT
IDENTIFICATION NUMBERING SYSTEM
The contract identification
number consists of five parts, each having a distinct meaning. Its
elements are structured as follows:
Type of
Activity
Administering Serial
Modification
Action
Code
Organization
Number
Number
1
N01
HV
20002
-
000
Type of Action
Code -
A single-digit code identifying the type of contract transaction.
In the above example, "1" indicates a new contractual agreement.
Contract type codes and definitions are listed on page 5.
Activity Code
- A three-digit
code denoting NIH research and research-related contracts. There
are seven active research contract activities (N01, N02, N03, N41,
N42, N43 and N44), which are listed in on page
7.
Administering Organization
Code -
A two-letter code identifying the first major subdivision. In the
example above, "HV" refers to the National Heart, Lung, and Blood
Institute's Division of Heart and Vascular Diseases. For certain
activities, large DHHS organizations with Bureau status may use a
first-major-division-level code, as in this example of a
contractual agreement awarded by NHLBI through its Division of
Heart and Vascular Diseases.
Serial Number
- A five-digit
number assigned by the Contracting Office to number sequentially
all contracts executed. The first digit indicates the fiscal year
in which the contract was initially awarded (e.g., 20002 indicates
FY 1992). The last four digits, 0002, indicate the serial number.
This is the second new contract awarded by the NHLBI's Division of
Heart and Vascular Diseases (HV) in FY 1992.
Modification
Number - Following the serial number
and separated from it by a dash (-) is the modification number, a
two-digit number that indicates the number of modifications of the
contract. Modification numbers are assigned sequentially from 00 to
99; the number "00" indicating a new contract; "01," the first
modification; "02," the second, etc.
NIH GRANT
TYPES - DEFINITION CODES
Code
1
New - Request for Department of
Health and Human Services support of a project that has not yet
been funded.
2
Competing Continuation - Request for an additional
term of support based on a funded previous project; must compete
for available funds.
3
Supplement - Request for additional
funds for a current award, to cover increased costs (noncompeting)
or to expand the scope of work (competing).
4
Extension - Request for additional
funds beyond the years previously awarded; limited to certain
activities, including MERIT (R37) and certain Fellowship (F) and
Career (K) awards. These F and K applications do not compete for
funds. R37's do require National Advisory Council
review.
5
Noncompeting Continuation - Request to pay next budget
increment of a current award; does not compete for available
funds.
6
Change of Institute or Division
- Request for
support (cf. Type 1) of a fellowship or training project that has
been transferred from one ICD to another.
7
Change of Grantee or Training
Institution - Request for support of a funded project that has
been transferred from one grantee or training institution to
another.
8
Change of Institute or Division -
Noncompeting continuation (cf. Type 5) that has been transferred
from one ICD to another.
9
Change of Institute or Division -
Competing continuation (cf. Type 2) that has been transferred from
one ICD to another.
NIH CONTRACT TRANSACTION
TYPES – DEFINITION CODES
Code
1 New
Contract - New work
that defines the specifications, conditions, and negotiated clauses
pertaining to a contractual agreement between the Government and a
contractor. If any prior agreement exists with the contractor, the
contractual document sets forth the scope of work, price, delivery,
and additional matters peculiar to the particular procurement, and
incorporates by reference or appends the negotiated clauses agreed
upon in the prior agreement.
2
Renewal -
Supplemental agreement to an existing contract with the incumbent
contractor that provides for the performance of additional work
similar or identical in nature to that previously required,
obligates additional funds, and extends the performance period a
minimum of six months (usually one year).
3
Modification -
Change Order or Supplemental Agreement not meeting the requirements
for a renewal as shown above; however, alters or amends one or more
provisions of an existing contract (i.e., extensions of less than
six months, overhead adjustments, and/or obligation of additional
funds with or without extending the contract).
4 Letter
Contract - Written
preliminary contractual document that authorizes immediate
commencement of work and stipulates maximum fund obligations that
may be incurred prior to negotiation of a definitive contract. A
letter contract will be superseded by a definitive contract at the
earliest possible date, usually within 90 days.
5
Continuation of an Incrementally Funded Contract
- Supplemental Agreement that
allocates funds for the next increment of work to be performed
under a multiple-year, incrementally funded contract, and
stipulates the additional time period covered by such funds. The
code should not be used to report contract extensions that do not
require additional funds to cover the extensions (see Code 3
above).
6 Task
Orders and Subsequent Modifications (Relating to Existing Basic
Ordering Agreements) - An order placed under an existing Basic
Ordering Agreement that specifies the delivery schedule and the
obligation of funds. Code 6 is used to report both the initial Task
Order and any subsequent modifications to the Task
Orders.
7 Exercise of
Option - Action
taken to implement the Government's right to require the contractor
to accomplish work under the contract as negotiated in the original
contract. Further negotiation is not necessary, since the original
contract included the potential requirement.
ACTIVITY
CODE TITLES
Code
Research
Construction Programs
C 06
Research Facilities Construction
Grants
Training
Projects
D 43
International Training Grants in Epidemiology
D 71
International Training Program Planning Grant
D P1 NIH
Director’s Pioneer Award (NDPA)
Fellowship
Programs
F 05
International Research Fellowships (FIC)
F 06
Senior International Fellowships
(FIC)
F 30
Individual Predoctoral NRSA for M.D./Ph.D. Fellowships
(ADAMHA)
F 31
Predoctoral Individual National Research Service
Award
F 32
Postdoctoral Individual National Research Service
Award
F 33
National Research Service Award for Senior
Fellows
F 34
MARC (NRSA) Faculty Fellowships
F 37
Medical Informatics Fellowship (NLM)
F 38
Applied Medical Informatics Fellowship
(NLM)
Resource
Programs
G 07
Resources Improvement Grant (NLM)
G 08
Resources Project Grant (NLM)
G 11
Extramural Associate Research Development Award (EARDA)
G 12
Research Centers in Minority Institutions Award
G 13
Health Sciences Publication Support Awards (NLM)
G 20
Grants for Repair, Renovation and Modernization of Existing
Research Facilities
Community
Service Programs
H D1
Demonstration for Prevention of Alcohol and
Other Drug Abuse Among High-Risk Youth (SAMHSA)
H D5
Demonstrations: Community-Based Mental
Health Services for Adults with Serious Mental Illness and Children
with Serious Emotional Disturbances (SAMHSA)
H S5
Child Mental Health Services Initiative:
Comprehensive Community Mental Health Services for Children and
Adolescents with Serious Emotional Disturbances (SAMHSA)
H 13
Conferences (SAMHSA)
H 79
Mental Health and/or Substance Abuse
Services Grants (SAMHSA)
Research
Career Programs
K D1
Mental Health and/or Substance Abuse Services
Demonstration Grants (SAMHSA)
K 01
Research Scientist Development Award - Research &
Training
K 02
Research Scientist Development Award - Research
K 04
Modified Research Career Development
Award
K 05
Research Scientist Award
K 06
Research Career Award
K 07
Academic/Teacher Award
K 08
Clinical Investigator Award
K 11
Physician Scientist Award
(Individual)
K 12
Physician Scientist Award (Program)
K 14
Minority School Faculty Development Award
K 15
Dentist Scientist Award (Individual)
K 16
Dentist Scientist Award (Program)
K 17
Research Career Re-Entry Program
K 18
Career Enhancement Award
K 20
Scientist Development Award for
Clinicians
K 21
Scientist Development Award
K 22
Career Transition Award
K 23
Mentored Patient-Oriented Research Career Development
Award
K 24
Midcareer Investigator Award in Patient-Oriented
Research
K 25
Mentored Quantitative Research Career Development
Award
K 26
Midcareer Investigator Award in Biomedical and Behavioral
Research
K 30
Clinical Research Curriculum Award (CRCA)
L 30
Loan Repayment Program for Clinical Researchers
(OD-LRO)
L 32
Loan Repayment Program for Clinical Researchers
from Disadvantaged Backgrounds (OD-LRO)
L 40
Loan Repayment Program for Pediatric Research
(OD-LRO)
L 50
Loan Repayment Program for Contraception and Infertility
Research (OD-LRO)
L 60
Loan Repayment Program for Health Disparities
Research (OD-LRO)
General
Clinical Research Centers Programs
M 01
General Clinical Research Centers (NCRR)
Research
and Development-Related Contracts
N 01
Research and Development Contracts
N 02
Resource and Support Contracts - Awarded in the
ICD
N 03
Station Support Contracts - Awarded by the
Division of Procurement
N 43
Small Business Innovation Research - Phase I
(Contract)
N 44
Small Business Innovation Research - Phase II
(Contract)
Research
Program Projects and Centers
P 01
Research Program Projects
P 20
Exploratory Grants
P 30
Center Core Grants
P 40
Animal (Mammalian and Nonmammalian) Model, and Animal
and Biological Material Resource Grants (NCRR)
P 41
Biotechnology Resource Grant Program
P 42
Hazardous Substances Basic Research Grants Program
(NIEHS)
P 50
Specialized Center
P 51
Primate Research Center Grants (NCRR)
P 60
Comprehensive Center
P 79
Community Action Grants for Health
Service System Change (SAMHSA)
Research
Projects
R C1
NIH Challenge Grants and Partnerships Program -
Phase I (NIAID)
R 01
Research Project
R 03
Small Research Grants
R 09
Scientific Evaluation
R 10
Cooperative Clinical Research
(Grants)
R 13
Conferences
R 15
Academic Research Enhancement Awards (AREA)
R 18
Research Demonstration and Dissemination
Projects
R 21
Exploratory/Developmental Grants
R 23
New Investigator Research
Awards
R 24
Resource-Related Research Projects
R 25
Education Projects
R 29
First Independent Research Support and Transition
(FIRST) Award
R 33
Exploratory/Developmental Grants Phase II
R 34
Clinical Trial Planning Grant
R 35
Outstanding Investigator
Grants
R 36
Dissertation Award
R 37
Method to Extend Research in Time (MERIT)
Award
R 41
Small Business Technology Transfer (STTR) Grants -
Phase I
R 42
Small Business Technology Transfer (STTR) Grants - Phase
II
R 43
Small Business Innovation Research Grants (SBIR) -
Phase I
R 44
Small Business Innovation Research Grants (SBIR) -
Phase II
R 55
James A. Shannon Director's Award
R 56
High Priority, Short Term Project Award
R 84
Foreign Currency Research Program
(PL-480)
Research-Related
Programs
S 03
Minority High School Student Research
Apprentice Program (NCRR)
S 06
Minority Biomedical Research Support - MBRS
S 07
Biomedical Research Support Grants
(NCRR)
S 10
Biomedical Research Support Shared Instrumentation
Grants (NCRR)
S 11
Minority Biomedical Research Support Thematic Project
Grants
S 14
Minority Biomedical Research
Support Grant Program for Undergraduate Colleges
S 15
Small Instrumentation Grants
Program
S 20
Specialized Integrated Core
Facilities
S 21
Research and Institutional Resources Health
Disparities Endowment Grants – Capacity Building
S 22
Research and Student Resources Health Disparities
Endowment Grants – Educational Programs
Training
Programs
TU2
Institutional National Research
Service Award with Involvement of NIH Intramural Faculty
(OD)
T 01
Graduate Training Program
T 06
Minority Supplements to Clinical Training
Grants (SAMHSA)
T 09
Scientific Evaluation
T 14
Conferences
Training
Programs
T 15
Continuing Education Training Program
T 16
HIV/AIDS Education for Mental
Health/Substance Abuse Care Providers
T 22
Institutional Research
Fellowships
T 26
Faculty Development Grants for
Preventing/Treating Alcohol, Tobacco and Other
Drug Abuse
T 32
Institutional National Research Service
Award
T 34
MARC Undergraduate NRSA Institutional
Grants
T 35
NRSA Short-Term Research Training
T 36
MARC Ancillary Training Activities
(Grant)(NIGMS)
T 37
Minority International Research Training Grants
(FIC)
T 90
Interdisciplinary Research Training
Award (NIDDK)
Cooperative
Agreements
U C1
NIH Challenge Grants and Partnerships Program -
Phase II - Cooperative Agreements (NIAID)
U C6
Construction Cooperative Agreement
U D1
Mental Health and/or Substance Abuse
KD&A Cooperative Agreements (SAMHSA)
U D3
CMHS/CSAT Collaborative Demonstration Program
for Homeless Individuals with Substance Abuse Disorders and
Co-occurring Mental Illness--Cooperative Agreements
(SAMHSA)
U D5
HIV/AIDS Mental Health Services
Demonstration Program Cooperative Agreements
U D7
Employment Intervention Demonstration
Cooperative Agreements
U D8
Development and Implementation of Criminal
Justice Treatment Networks--Demonstration Cooperative
Agreements
U D9
CMHS/CSAT Collaborative Demonstration Program to Prevent
Homelessness-Cooperative
Agreements
(SAMHSA)
U H1 HBCU
Research Scientist Award (NHLBI)
U R1
Cooperative Agreements for Resources and
Technical Assistance Projects to Support Mental Health and
Substance Abuse Services
U R4
The Effectiveness for Cannabis (Marijuana)
Dependency--Cooperative Agreements (SAMHSA)
U R5
Evaluating Utility and Cost Effectiveness of
Wrap Around Services for Clients in Non-Residential Substance Abuse
Treatment Programs--Cooperative Agreements (SAMHSA)
U R6
Prevention Intervention Research on Substance
Abuse in Children--Cooperative Agreements (SAMHSA)
U R7
Managed Care and Vulnerable Populations--Cooperative
Agreements (SAMHSA)
U S2
Improving the Health Status of and Services to
Minorities and Disadvantaged People--Cooperative Agreements
(OASH)
U 01
Research Project (Cooperative Agreements)
U 09
Scientific Review and Evaluation (Cooperative
Agreements)
U 1D
Invention Model for HIV/AIDS High-Risk
Behavior Prevention for Adolescents and Women--Cooperative
Agreements
U 1E
Effectiveness of Housing Approaches for Persons
With Serious Mental Illness--
Cooperative
Agreements
U 1F
Substance Abuse Prevention: Assessment and
Coordination of Information and Technologies-- Cooperative
Agreements (SAMHSA)
U 1G
Criminal Justice Interventions Involving
Co-occurring Mental Illness and Substance Abuse
Disorders--Cooperative Agreements (SAMHSA)
U 1H
Integration of Mental Health and
Substance Abuse Prevention or Treatment with Primary Health Care
-Cooperative Agreements (SAMHSA)
U 1J
Substance Abuse Centers for the
Application of Prevention Technologies--Cooperative Agreements
(SAMHSA)
U 1K
Workplace Managed Care for Substance Abuse
Prevention and Early Intervention--Cooperative Agreements
(SAMHSA)
U 1S
Emergency Disaster Relief Relating to
SAMHSA Programs--Cooperative Agreements
U 10
Cooperative Clinical Research (Cooperative Agreements)
U 13
Conference (Cooperative Agreement)<Reestablished and definition
revised>
U 18
Research Demonstration (Cooperative Agreements)
U 19
Research Program (Cooperative Agreement)
U 2R
International Training Cooperative
Agreement
U 2T
Substance Abuse System Technical Assistance to
States Through NASADAD (Cooperative Agreements) SAMHSA
U 24
Resource-Related Research Project (Cooperative
Agreements)
U 41
Biotechnology Resource (Cooperative
Agreements)
U 42
Animal (Mammalian and Nonmammalian) Model, and Animal and
Biological Materials Resource Cooperative Agreements
(NCRR)
U 43
Small Business Innovation Research (SBIR)
Cooperative Agreements - Phase I
U 44
Small Business
Innovation Research (SBIR) Cooperative Agreements - Phase
II
U 45
Hazardous Waste Worker Health and Safety Training
Cooperative Agreements (NIEHS)
U 54
Specialized Center (Cooperative Agreements)
U 56
Exploratory Grants (Cooperative Agreements) (NCI)
U 69
AIDS National Education and Training
Centers (Cooperative Agreements)
U 76
Area Health Education Centers
(Cooperative Agreements) (HRSA)
U 79
Mental Health and/or Substance Abuse
Services Cooperative Agreements (SAMHSA)
U 94
Cooperative Agreements: Addiction
Treatment and Recovery Systems for Rural, Remote, and
Culturally-Distinct Populations (SAMHSA)
U 95
Cooperative Agreements: Drug Abuse
Treatment Improvement Projects in Target Cities (SAMHSA)
U 96
Cooperative Agreements: Communications
Programs for Prevention of Illegal Drug Use or Illegal Use or
Illegal Use/Abuse of Alcohol (SAMHSA)
U 97
Cooperative Agreements: Technical
Assistance Centers for the Evaluation of Mental Health System
Change (SAMHSA)
U 98
Cooperative Agreements: Clinical Training
to Improve Substance Abuse Treatment (SAMHSA)
Inter-Agency/Intra-Agency
Agreements
Y 01
NIH Inter-Agency Agreements
Y 02
NIH Intra-agency Agreements
Intramural
Research
Z 01
Intramural Research
ACTIVITY
CODE PROGRAM DETAILS
Training
Projects
D 43
International Training Grants in Epidemiology
To improve and expand
epidemiologic research and the utilization of epidemiology in
clinical trials and prevention research in foreign countries
through support of training programs for foreign health
professionals, technicians, and other health care
workers.
D 71
International Training Program Planning
Grant
To plan for the preparation
of an application for a D43 international institutional training
grant.
D P1
NIH Director’s Pioneer Award (NDPA)
To support individuals who
have the potential to make extraordinary contributions to medical
research. The NIH Director’s Pioneer Award is not
renewable.
Fellowship Programs
F 05
International Research Fellowships
(FIC)
To provide collaborative
research opportunities for qualified non-immigrant alien scientists
who hold a doctoral degree or its equivalent in one of the
biomedical or behavioral sciences.
F 30
Individual Predoctoral NRSA for M.D./Ph.D.
Fellowships (ADAMHA)
Individual fellowships for
predoctoral training which leads to the combined M.D./Ph.D.
degrees.
F 31
Predoctoral Individual National Research Service
Award
To provide predoctoral
individuals with supervised research training in specified health
and health-related areas leading toward the research degree (e.g.,
Ph.D.).
F 32
Postdoctoral Individual National Research Service
Award
To provide postdoctoral
research training to individuals to broaden their scientific
background and extend their potential for research in specified
health-related areas.
F 33
National Research Service Awards for Senior
Fellows
To provide opportunities for
experienced scientists to make major changes in the direction of
research careers, to broaden scientific background, to acquire new
research capabilities, to enlarge command of an allied research
field, or to take time from regular professional responsibilities
for the purpose of increasing capabilities to engage in
health-related research.
Resource
Programs
G 07 Resources
Improvement Grant
A non-renewable grant available to health
related organizations to establish, expand or improve Internet
connectivity and improve access to digital information
resources.
G 08 Resources
Project Grant (NLM)
A grant available to health-related
institutions to improve the organization and management of health
related information using computers and networks.
G 11 Extramural
Associate Research Development Award (EARDA)
To provide funds to institutions eligible
to participate in the NIH Extramural Associates Program for
establishing or enhancing an office of sponsored research and for
other research infrastructure needs.
G 12 Research
Centers in Minority Institutions Award
To assist predominantly minority
institutions that offer the doctorate in the health professions
and/or health-related sciences in strengthening and augmenting
their human and physical resources for the conduct of biomedical
research.
G 13 Health
Sciences Publication Support Awards (NLM)
To provide short-term assistance for the
preparation of book-length manuscripts about important scientific
information needed by U.S. health professionals. Grants are awarded
for major critical reviews and analyses of historical studies and
current developments in informatics, technology, librarianship, and
secondary reference materials in the biomedical field. Publication
in formats other than print-on-paper (e.g., electronic, film, etc.)
are encouraged, as are new and innovative ways of organizing and
presenting information. Publication grants do not support journals
or other serials and are not suitable for operation of established
databases. Work judged to have significant commercial viability
will not be supported by these grants
G 20 Grants for
Repair, Renovation and Modernization of Existing Research
Facilities (NCRR)
To provide funds for major repair,
renovation, and modernization of existing research facilities.
These facilities may be the clinical research facilities, animal
research facilities, and other related research
facilities.
Research Career
Programs
K 01 Research
Scientist Development Award - Research &
Training
For support of a scientist, committed to
research, in need of both advanced research training and additional
experience.
K 02 Research
Scientist Development Award - Research
For support of a scientist, committed to
research, in need of additional experience.
K 05 Research
Scientist Award
For the support of a research scientist
qualified to pursue independent research which would extend the
research program of the sponsoring institution, or to direct an
essential part of this research program
K 06
Research Career Awards
To enable institutions to finance positions
favorable to the intellectual growth and research productivity of
established investigators of high competence for the duration of
their careers.
K 07
Academic/Teacher Award (ATA)
To create and encourage a stimulating
approach to disease curricula that will attract high quality
students, foster academic career development of promising young
teacher-investigators, develop and implement excellent
multidisciplinary curricula through interchange of ideas and enable
the grantee institution to strengthen its existing teaching
program.
K 08 Clinical
Investigator Award (CIA)
To provide the opportunity for promising
medical scientists with demonstrated aptitude to develop into
independent investigators, or for faculty members to pursue
research aspects of categorical areas applicable to the awarding
unit, and aid in filling the academic faculty gap in these shortage
areas within health profession's institutions of the
country.
K 12 Physician
Scientist Award (Program) (PSA)
For support to a newly trained clinician
appointed by an institution for development of independent
research skills and experience in a fundamental science within the
framework of an interdisciplinary research and development
program.
K 14 Minority
School Faculty Development Awards
To encourage the development of faculty
investigators at minority schools and to enhance their research
capabilities in specified health and health related
areas.
K 16 Dentist
Scientist Award (Program)
To provide support for dentists with a
strong commitment to oral health research to develop into
independent biomedical investigators. Primarily, for support to a
newly trained dentist appointed by an institution for
development of independent research skills through a three phase
program: advanced basic science development, advanced clinical
science development, and a research experience
component.
K 18
The Career Enhancement
Award
Provides either full-time or part-time
support for experienced scientists who wish to broaden their
scientific capabilities or to make changes in their research
careers by acquiring new research skills or knowledge. Career
enhancement experiences supported by this award should usually last
no more than one year.
K 22 Career
Transition Award
To provide support to outstanding newly
trained basic or clinical investigators to develop their
independent research skills through a two phase program; an initial
period involving and intramural appointment at the NIH and a final
period of support at an extramural institution. The award is
intended to facilitate the establishment of a record of independent
research by the investigator in order to sustain or promote a
successful research career.
K 23
Mentored Patient-Oriented Research
Career Development Award
To provide support for the career
development of investigators who have made a commitment of focus
their research endeavors on patient-oriented research. This
mechanism provides support for a 3 year minimum up to 5 year period
of supervised study and research for clinically trained
professionals who have the potential to develop into productive,
clinical investigators.
K 24
Midcareer Investigator Award in
Patient-Oriented Research
To provide support for the clinicians to
allow them protected time to devote to patient-oriented research
and to act as mentors for beginning clinical
investigators.
K 25
Mentored Quantitative Research Career
Development Award
To engender and foster such activities by
supporting the career development of investigators with
quantitative scientific and engineering backgrounds outside of
biology or medicine who have made a commitment to focus their
research endeavors on behavioral and biomedical research (basic or
clinical). This mechanism is aimed at research-oriented scientists
with experience at the level of junior faculty (e.g., early to
mid-levels of assistant professor or research assistant professor
ranks). This award provides support for a period of mentored study
and research for professionals with such backgrounds who have the
potential to integrate their expertise with biomedicine and develop
into productive investigators.
Examples of quantitative scientific and
technical backgrounds outside of biology or medicine considered
appropriate for this award include, but are not limited to:
mathematics, statistics, computer science, informatics, physics,
chemistry, and engineering.
K 26
Midcareer Investigator Award in
Biomedical and Behavioral Research
The purpose of the Midcareer Investigator
Award in Biomedical and Behavioral Research is to provide grant
support for biomedical and behavioral scientists to allow them
protected time to devote to their research and
mentoring.
K 30
Clinical Research Curriculum Award
(CRCA)
The CRCA is an award to institutions and is
intended to stimulate the inclusion of high-quality,
multi-disciplinary didactic training as part of the career
development of clinical investigators. This award is intended to
support the development of new didactic programs in clinical
research at institutions that do not currently offer such programs
or, in institutions with existing didactic programs in clinical
research to support or expand their programs or to improve the
quality of instruction.
L 30
Loan Repayment Program for Clinical
Researchers
To provide for the repayment of the
educational loan debt of qualified health professionals involved in
clinical research. Qualified health professionals who contractually
agree to conduct qualified clinical research are eligible to apply
for this program.
L 32 Loan
Repayment Program for Clinical Researchers from Disadvantaged
Backgrounds
To provide for the repayment of the
educational loan debt of qualified health professionals from
disadvantaged backgrounds involved in clinical research. Qualified
health professionals from disadvantaged backgrounds who
contractually agree to conduct qualified clinical research are
eligible to apply for this program.
L 40
Loan Repayment Program for Pediatric
Research
To provide for the repayment of the
educational loan debt of qualified health professionals involved in
research directly related to diseases, disorders, and other
conditions in children. Qualified health professionals who
contractually agree to conduct qualified pediatric research are
eligible to apply for this program.
L 50
Loan Repayment Program for Contraception
and Infertility Research
To provide for the repayment of the
educational loan debt of qualified health professionals (including
graduate students) who contractually agree to commit to conduct
qualified contraception and/or infertility research.
L 60
Loan Repayment Program for Health
Disparities Research
To provide for the repayment of
the educational loan debt of qualified health professionals
involved in minority health and health disparities research, for
the purposes of improving minority health and reducing health
disparities. Qualified health professionals who contractually agree
to conduct qualified minority health disparities research or other
health disparities research eligible to apply for this
program.
General Clinical Research
Centers Program
M 01 General
Clinical Research Centers Program
An award made to an institution
solely for the support of a General Clinical Research Center where
scientists conduct studies on a wide range of human diseases using
the full spectrum of the biomedical sciences. Costs underwritten by
these grants include those for renovation, for operational expenses
such as staff salaries, equipment, and supplies, and for
hospitalization. A General Clinical Research Center is a discrete
unit of research beds separated from the general care
wards.
Research Program Projects
and Centers
P 01 Research
Program Projects
For the support of a broadly
based, multidisciplinary, often long-term research program which
has a specific major objective or a basic theme. A program project
generally involves the organized efforts of relatively large
groups, members of which are conducting research projects designed
to elucidate the various aspects or components of this objective.
Each research project is usually under the leadership of an
established investigator. The grant can provide support for certain
basic resources used by these groups in the program, including
clinical components, the sharing of which facilitates the total
research effort. A program project is directed toward a range of
problems having a central research focus, in contrast to the
usually narrower thrust of the traditional research project. Each
project supported through this mechanism should contribute or be
directly related to the common theme of the total research effort.
These scientifically meritorious projects should demonstrate an
essential element of unity and interdependence, i.e., a system of
research activities and projects directed toward a well-defined
research program goal.
P 20
Exploratory Grants
To support planning for new programs,
expansion or modification of existing resources, and feasibility
studies to explore various approaches to the development of
interdisciplinary programs that offer potential solutions to
problems of special significance to the mission of the NIH. These
exploratory studies may lead to specialized or comprehensive
centers.
P 30 Center
Core Grants
To support shared resources and facilities
for categorical research by a number of investigators from
different disciplines who provide a multidisciplinary approach to a
joint research effort or from the same discipline who focus on a
common research problem. The core grant is integrated with the
center's component projects or program projects, though funded
independently from them. This support, by providing more accessible
resources, is expected to assure a greater productivity than from
the separate projects and program projects.
P 40 Animal
(Mammalian and Nonmammalian) Model, and Animal and Biological
Material Resource Grants (NCRR)
To develop and support animal
(mammalian and nonmammalian) models, or animal or biological
materials resources available to all qualified investigators
without regard to the scientific disciplines or disease
orientations of their research activities or specifically directed
to a categorical program. Nonmammalian resources include
nonmammalian vertebrates, invertebrates, cell systems, and
nonbiological systems.
P 41
Biotechnology Resource Grants
To support biotechnology resources
available to all qualified investigators without regard to the
scientific disciplines or disease orientations of their research
activities or specifically directed to a categorical program
area.
P 42
Hazardous Substances Basic Research Grants Program
(NIEHS)
To support basic research
directed towards understanding and attenuating the public health
effects resulting from exposure to hazardous substances, including
1) advanced techniques for detection, assessment and evaluation of
the effects on human health of hazardous substances; 2) methods to
assess risks to human health presented by hazardous substances; 3)
methods and technologies to detect hazardous substances in the
environment and 4) basic biological, chemical, and physical methods
to reduce the amount and toxicity of hazardous substances. This
special program, authorized under Superfund legislation, is for a
broadly based, multi-disciplinary research effort which must
include biomedical research components and which may include
research components related to engineering, hydrogeology, ecology
and epidemiology so long as they are linked to basic biomedical
science. Each research project is generally under the leadership of
an established investigator. The grant can provide support for
certain basic resources used by the groups in the program (cores),
including an administrative structure for effective
coordination.
P 50
Specialized Center
To support any part of the full range of
research and development from very basic to clinical; may involve
ancillary supportive activities such as protracted patient care
necessary to the primary research or R&D effort. The spectrum
of activities comprises a multidisciplinary attack on a specific
disease entity or biomedical problem area. These grants differ from
program project grants in that they are usually developed in
response to an announcement of the programmatic needs of an
Institute or Division and subsequently receive continuous attention
from its staff. Centers may also serve as regional or national
resources for special research purposes.
P 51 Primate
Research Center Grants (NCRR)
To support centers which include a
multidisciplinary and multi-categorical core research program using
primate animals and to maintain a large and varied primate colony
which is available to affiliated, collaborative, and visiting
investigators for basic and applied biomedical research and
training.
P 60
Comprehensive Center
To support a multipurpose unit
designed to bring together into a common focus divergent but
related facilities within a given community. It may be based in a
university or may involve other locally available resources, such
as hospitals, computer facilities, regional centers, and primate
colonies. It may include specialized centers, program projects and
projects as integral components. Regardless of the facilities
available to a program, it usually includes the following
objectives: to foster biomedical research and development at both
the fundamental and clinical levels; to initiate and expand
community education, screening, and counseling programs; and to
educate medical and allied health professionals concerning the
problems of diagnosis and treatment of a specific
disease.
Research
Projects
R 01
Research Project
To support a discrete,
specified, circumscribed project to be performed by the named
investigator(s) in an area representing his specific interest and
competencies.
R 03
Small Research Grants
To provide research support
specifically limited in time and amount for studies in categorical
program areas. Small grants provide flexibility for initiating
studies which are generally for preliminary short-term projects and
are non-renewable.
R 10
Cooperative Clinical Research (Grants)
To support clinical evaluation of various
methods of therapy and/or prevention in specific disease areas.
These represent cooperative programs between participating
institutions and principal investigators, and are usually conducted
under established protocols.
R 13
Conference
To support recipient sponsored and directed
international, national or regional meetings, conferences and
workshops.
R 15 Academic
Research Enhancement Awards (AREA)
To support small scale research projects
conducted by faculty in primarily baccalaureate degree-granting
domestic institutions. Awards are for up to $75,000 for direct
costs (plus applicable indirect costs) for periods not to exceed 36
months.
R 18 Research
Demonstration and Dissemination Projects
To provide support designed to
develop, test, and evaluate health service activities, and to
foster the application of existing knowledge for the control of
categorical diseases.
R 21
Exploratory/Developmental
Grants
To encourage the development of new
research activities in categorical program areas. (Support
generally is restricted in level of support and in
time.)
R 24
Resource-Related Research Projects
To support research projects that will
enhance the capability of resources to serve biomedical
research.
R 25
Education Projects
For support to develop and/or implement a
program as it relates to a category in one or more of the areas of
education, information, training, technical assistance,
coordination, or evaluation.
R 29 First
Independent Research Support and Transition (FIRST)
Award
To provide a sufficient initial period of
research support for newly independent biomedical investigators to
develop their research capabilities and demonstrate the merit of
their research ideas.
R 33
Exploratory/Developmental Grants
Phase II
The R33 award is to provide a second phase
for the support for innovative exploratory and development research
activities initiated under the R21 mechanism. Although only R21
awardees are generally eligible to apply for R33 support, specific
program initiatives may establish eligibility criteria under which
applications could be accepted from applicants demonstrating
progress equivalent to that expected under R33.
R 37 Method
to Extend Research in Time (MERIT) Award
To provide long-term grant support to
investigators whose research competence and productivity are
distinctly superior and who are highly likely to continue to
perform in an outstanding manner. Investigators may not apply for a
MERIT award. Program staff and/or members of the cognizant National
Advisory Council/Board will identify candidates for the MERIT award
during the course of review of competing research grant
applications prepared and submitted in accordance with regular PHS
requirements.
R 41
Small Business Technology Transfer
(STTR) Grants - Phase I
To support cooperative R&D projects
between small business concerns and research institutions, limited
in time and amount, to establish the technical merit and
feasibility of ideas that have potential for commercialization.
Awards are made to small business concerns only.
R 42 Small
Business Technology Transfer (STTR) Grants - Phase
II
To support in-depth development of
cooperative R&D projects between small business concerns and
research institutions, limited in time and amount, whose
feasibility has been established in Phase I and that have potential
for commercialization. Awards are made to small business concerns
only.
R 43 Small
Business Innovation Research Grants (SBIR) - Phase I
To support projects, limited in time and
amount, to establish the technical merit and feasibility of R&D
ideas which may ultimately lead to a commercial product(s) or
service(s).
R 44 Small
Business Innovation Research Grants (SBIR) - Phase
II
To support in-depth development of R&D
ideas whose feasibility has been established in Phase I and which
are likely to result in commercial products or services. SBIR Phase
II are considered “Fast-Track” and do not require
National Council Review.
R 55 James A.
Shannon Director's Award
To provide a limited award to investigators
to further develop, test, and refine research techniques; perform
secondary analysis of available data sets; test the feasibility of
innovative and creative approaches; and conduct other discrete
projects that can demonstrate their research capabilities and lend
additional weight to their already meritorious
applications.
R 56
High Priority, Short Term Project
Award
To provide limited interim research support
based on the merit of a pending R01 application while
applicant gathers additional data to revise a new or competing
renewal application. This grant will underwrite highly meritorious
applications that if given the opportunity to revise their
application could meet IC recommended standards and would be missed
opportunities if not funded. Interim funded ends when the applicant
succeeds in obtaining an R01 or other competing award built on the
R56 grant. These awards are not renewable.
Research-Related
Programs
S 06 Minority
Biomedical Research Support - MBRS
To strengthen the biomedical research and
research training capability of ethnic minority institutions, and
thus establish a more favorable milieu for increasing the
involvement of minority faculty and students in biomedical
research.
S 10
Biomedical Research Support Shared Instrumentation Grants
(NCRR)
To make available to institutions with a
high concentration of NIH extramural research awards, research
instruments which will be used on a shared basis.
S 11 Minority
Biomedical Research Support Thematic Project Grants
To promote increased faculty and
interdepartmental collaboration through programs that focus on
specific research themes or scientific disciplines at developing
minority institutions. These grants are intended to strengthen the
biomedical research capability in defined areas and to attract
other competent biomedical scientists through an improved research
environment.
S 21 Research
and Institutional Resources Health Disparities Endowment Grants
-Capacity Building
To strengthen the research and training
infrastructure of the institution, while addressing current and
emerging needs in minority health and other health disparities
research.
S 22 Research
and Student Resources Health Disparities Endowment Grants -
Educational Programs
To increase the investment in
student-centered programs: to improve the academic success of
underrepresented minorities and socio-economically disadvantaged
individuals in biomedical and bio-behavioral fields of
study.
Training
Programs
T 14
Conferences
For support of international and national
meetings, conferences and workshops.
T 15
Continuing Education Training Grants
To assist professional schools and other
public and nonprofit institutions to establish, expand, or improve
programs of continuing professional education, especially for
programs of extensive continuation, extension, or refresher
education dealing with new developments in the science of
technology of the profession.
T 32
Institutional National Research Service Award
To enable institutions to make National
Research Service Awards to individuals selected by them for
predoctoral and postdoctoral research training in specified
shortage areas.
T 34 MARC
Undergraduate NRSA Institutional Grants
To enable minority institutions to make
National Research Service Awards to individuals selected by them
for undergraduate research training in the biomedical and
behavioral sciences.
T 35
NRSA Short-Term
Research Training
To provide individuals with research
training during off-quarters or summer periods to encourage
research careers and/or research in areas of national
need.
T 36 MARC
Ancillary Training Activities (Grant) (NIGMS)
To increase the number of well-trained
minority scientists in biomedical disciplines and to strengthen the
research and teaching capabilities of minority institutions through
a variety of training mechanisms such as visits by experienced
scientists to minority institutions or workshops/conferences
designed to enhance the research training experience of
students/faculty from minority institutions
T 37
Minority International Research
Training Grants (FIC)
Institutional training grants awarded to
domestic institutions supporting opportunities for biomedical and
behavioral research training for minority students and faculty
members at foreign sites.
T90
Interdisciplinary Research Training
Award
To support comprehensive interdisciplinary
research training programs at the undergraduate, predoctoral and/or
postdoctoral levels, by capitalizing on the infrastructure of
existing multidisciplinary and interdisciplinary research
programs.
Cooperative
Agreements
U C6
Construction Cooperative
Agreement
To provide financial support,
substantial programmatic involvement and technical assistance for
designing, constructing and commissioning of laboratories to be
used as extramural facilities for bio-defense and emerging
infectious diseases research.
U H1
HBCU Research Scientist Award
To assist HBCUs in strengthening and
augmenting their human resources by recruiting an established
research scientist; to enhance the career of the recruited research
scientist; and to strengthen other HBCU resources for the conduct
of biomedical and/or behavioral research. The recruited research
scientist must have received competitive and independent research
support.
U 01
Research Project--Cooperative
Agreements
To support a discrete, specified,
circumscribed project to be performed by the named investigator(s)
in an area representing his specific interest and
competencies.
U 09 Scientific
Review and Evaluation--Cooperative Agreements
To provide the chairman of an initial
review group funds for operation of the review group.
U 10 Cooperative
Clinical Research--Cooperative Agreements
To support clinical evaluation of various
methods of therapy and/or prevention in specific disease areas.
These represent cooperative programs between sponsoring
institutions and participating principal investigators, and are
usually conducted under established protocols.
U 13
Conference--Cooperative Agreements
To support international, national or
regional meetings, conferences and workshops where substantial
programmatic involvement is planned to assist the
recipient.
U 18 Research
Demonstration--Cooperative Agreements
To provide support for testing, by means of
a research design, the effectiveness of the transfer and
application of techniques or interventions derived from a research
base for the control of diseases or disorders or for the promotion
of health. The project should be capable of making conclusions
which are generalizable to other sites. These are usually
cooperative programs between participating principal investigators,
institutions, and the sponsoring Institute(s).
U 19
Research
Program--Cooperative Agreements
To support a research program
of multiple projects directed toward a specific major objective,
basic theme or program goal, requiring a broadly based,
multidisciplinary and often long-term approach. A cooperative
agreement research program generally involves the organized efforts
of large groups, members of which are conducting research projects
designed to elucidate the various aspects of a specific objective.
Substantial Federal programmatic staff involvement is intended to
assist investigators during performance of the research activities,
as defined in the terms and conditions of award. The investigators
have primary authorities and responsibilities to define research
objectives and approaches, and to plan, conduct, analyze, and
publish results, interpretations and conclusions of their studies.
Each research project is usually under the leadership of an
established investigator in an area representing his/her special
interest and competencies. Each project supported through this
mechanism should contribute to or be directly related to the common
theme of the total research effort. The award can provide support
for certain basic shared resources, including clinical components,
which facilitate the total research effort. These scientifically
meritorious projects should demonstrate an essential element of
unity and interdependence.
U 2R
International Training Cooperative
Agreement
In cooperation with public
and private nonprofit organizations, to improve and strengthen
epidemiology, clinical, operational, and health services research
capacity in foreign countries through support of training
programs.
U 24
Resource-Related Research Projects--Cooperative
Agreements
To support research projects
contributing to improvement of the capability of resources to serve
biomedical research.
U 42
Animal (Mammalian and Nonmammalian) Model, and
Animal and Biological Materials Resource Cooperative Agreements
(NCRR)
To develop and
support animal (mammalian and nonmammalian) model, or animal or
biological materials resources available to all qualified
investigators without regard to the scientific disciplines or
disease orientations of their research activities or specifically
directed to a categorical program. Nonmammalian resources include
nonmammalian vertebrates, invertebrates, cell systems, and
nonbiological systems.
U 44
Small Business Innovation Research (SBIR)
Cooperative Agreements - Phase II
To support
in-depth development of R&D ideas whose feasibility has been
established in Phase I and that are likely to result in commercial
products or services.
U 45
Hazardous Waste Worker Health and Safety Training
Cooperative Agreements (NIEHS)
To develop, implement, and
evaluate programs to train workers who are or may be engaged in
activities related to hazardous waste removal, containment, or
emergency response.
U 54
Specialized Center--Cooperative
Agreements
To support any part of the
full range of research and development from very basic to clinical;
may involve ancillary supportive activities such as protracted
patient care necessary to the primary research or R&D effort.
The spectrum of activities comprises a multidisciplinary attack on
a specific disease entity or biomedical problem area. These differ
from program project in that they are usually developed in response
to an announcement of the programmatic needs of an Institute or
Division and subsequently receive continuous attention from its
staff. Centers may also serve as regional or national resources for
special research purposes, with funding component staff helping to
identify appropriate priority needs
U 56
Exploratory Grants--Cooperative
Agreements
To support planning for new
programs, expansion or modification of existing resources, and
feasibility studies to explore various to the development of
interdisciplinary programs that offer potential solutions to
problems of special significance to the mission of the NIH. These
exploratory studies may lead to specialized or comprehensive
centers. Substantial Federal programmatic staff involvement is
intended to assist investigators during performance of the research
activities, as defined in the terms and conditions of
award.
U 69 AIDS
National Education and Training Centers--Cooperative
Agreements
To provide assistance to health profession
schools, hospitals, health departments and other organizations to
develop AIDS National Education and Training Centers which will
provide training for health care personnel in the care of people
with AIDS and other conditions related to infection with the Human
Immunodeficiency Virus (HIV).
U 97
Cooperative Agreements: Technical Assistance Centers for the
Evaluation of Mental Health System Change (SAMHSA)
In cooperation with State
mental health agencies, for States and other organizations
receiving funds from the Community Mental Health Service Block
Grant (B09), to provide technical assistance centers for the design
and implementation of evaluations of changes in their systems of
care
Source: Activity Codes,
Organization Codes, and Definitions Used in Extramural
Programs, June 2004, NIH
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